IMPORTANT INFORMATION, DISCLOSURES & CONDITIONS
‘‘ICICI Investment Management Company Limited’ (“IIMCL”) (CIN: U65990MH2000PLC124773), is a company registered under the Companies Act, 2013, and is also a non-individual entity, is registered as an ‘Investment Advisor’ with Securities Exchange Board of India (“SEBI”) since August 14, 2019 under SEBI (Investment Advisors) Regulations, 2013 as updated or amended from time to time (“Regulation”), bearing registration number INA000013785 & BASL registration No. 1678, validity of same is perpetual. and having its registered address at ICICI Bank Towers, Bandra Kurla Complex, Bandra Suburban Mumbai-400051 . Telephone No. (+91 - 22) 2653 8890
Preksha Kedia has been appointed as Principal Officer as defined and required under the said Regulation. Please find below the details of Principal Officer, Compliance Officer, Grievance officer and corresponding SEBI regional/local office address
Contact details of the Principal Officer – Ms. Preksha Kedia Email id: firstname.lastname@example.org, Mobile No. +91 9004418633 Telephone No. (+91 - 22) 2653 8890
Contact Details of Compliance Officer: Ms. Preeti Sheldon, Email Id: email@example.com , Mobile No.: +91-8291919635.
Contact details of Grievance Officer: Mr. Mohammad Meraj Ansari, Email id: firstname.lastname@example.org , Mob No.: +91-7304919125.
For more details or any queries/grievance/complaint, please write to us at email@example.com
For escalation of complaints to SEBI, you may access SEBI SCORES platform here.
Corresponding SEBI regional/local office address: Plot No. C 4-A, G Block, Near Bank of India, Bandra Kurla Complex, Bandra east, Mumbai, Maharashtra 400051
“Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors”
“Investment in securities market are subject to market risks. Read all the related documents carefully before investing.”
In case of examples/illustrations provided: The securities quoted are for illustration only and are not recommendatory.
This report and/or the information contained herein are strictly confidential and are meant solely for the selected recipient to whom it has been specifically made available by IIMCL. If you are not the intended recipient of this report, please immediately destroy this report or hand it over to the nearest IIMCL office. This report is being communicated to you on a confidential basis and does not carry any right of publication or disclosure to any third party. By accepting delivery of this report you undertake not to reproduce or distribute this report in whole or in part, or to disclose any of its contents (except to your professional advisers) without the prior written consent of IIMCL. The recipient (and your professional advisers) will keep information contained herein that is not already in the public domain permanently confidential. IIMCL or any of its officers, employees, personnel, directors shall not be liable for any loss, damage, liability whatsoever for any direct or indirect loss arising from the use or access of any information that may be displayed in this publication from time to time. Recipients of the information contained herein should exercise due care and caution (including if necessary, obtaining of advise of tax/ legal/ accounting/ financial/ other professionals) prior to taking of any decision, acting or omitting to act, on the basis of the information contained herein. This publication is meant for circulation within India only.
The information set out in this report has been prepared by IIMCL based upon projections which have been determined in good faith and sources considered reliable by IIMCL. There can be no assurance that such projections will prove to be accurate. Except for the historical information contained herein, statements in this report, which contain words or phrases such as 'will', 'would', etc., and similar expressions or variations of such expressions may constitute 'forward-looking statements'. These forward-looking statements involve a number of risks, uncertainties and other factors that could cause actual results to differ materially from those suggested by the forward looking statements. The forward looking statements contained in this report as regards financial markets and economies is not to be construed as a comment on or a prediction of the performance of any specific financial product. IIMCL does not accept any responsibility for any errors whether caused by negligence or otherwise or for any loss or damage incurred by anyone in reliance on anything set out in this report. The information in this report reflects prevailing conditions and our views as of this date, all of which are subject to change. In preparing this report we have relied upon and assumed, without independent verification, the accuracy and completeness of all information available from public sources or which was provided to us or which was otherwise reviewed by us. Past performance cannot be a guide to future performance.
Please note that IIMCL, its affiliated companies and the individuals involved in the preparation of this report may have an interest in the investment opportunities mentioned in this report which may give rise to potential conflict of interest situations. IIMCL may give advice or take action in performing its duties to other clients, or for its own accounts that differ from the advice given to you or taken by you. IIMCL is not obligated to buy, sell or recommend the security that other investment advisor may buy sell or recommend for any other client or its own account. This arrangement doesn’t limit or restrict in any way IIMCL from buying, selling or trading in any security or other investment in their own account.
“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
|Financial Year||Compliance Audit Status||Adverse Remarks, If any|
|2020-2021||Completed||Report submitted to SEBI|
|2021-22||Completed||Report submitted to SEBI|